An animal nutrition company involved in the sales of agricultural commodities outside of the United States agreed to settle OFAC charges for violations of the Cuban Assets Control Regulations.
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21994 News Results
The SEC issued temporary, conditional relief to smaller companies in order to expedite the offering process provided under Regulation Crowdfunding.
SEC Chair Clayton cautioned main street investors on the risks of emerging market companies listed on U.S. exchanges.
The Federal Reserve Bank of New York issued an additional series of FAQs concerning the Primary Market Corporate Credit Facility and the Secondary Market Corporate Credit Facility.
At a special meeting of the SEC Investment Advisory Committee, SEC Chair Jay Clayton and Commissioner Hester M. Peirce emphasized the importance of public company disclosures during the COVID-19 pandemic.