FINRA leadership warned of potential financial impacts of COVID-19 not included in its 2020 operating budget and anticipated future regulatory fee increases once excess reserves reach "minimum targeted reserve levels."
News & Insights
21994 News Results
The Federal Reserve Board revised its Municipal Liquidity Facility term sheet to include a pricing methodology.
SEC Commissioner Hester M. Peirce encouraged regulators to take "bold action" to facilitate capital formation and help small businesses cope with the economic impacts of the COVID-19 pandemic.
The Federal Reserve Board, the FDIC, the National Credit Union Administration and the OCC issued final guidance and a related policy statement on financial institutions' credit risk review and accounting for credit loss.
The SEC ordered a temporary suspension of trading in the securities of Custom Protection Services, Inc. due to potential inaccuracies regarding the company's asserted development of screening solutions for COVID-19.