The CFTC Energy and Environmental Markets Advisory Committee reviewed proposed rules on position limits for derivatives.
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The Alternative Reference Rates Committee issued a supplemental consultation on the spread adjustment methodologies to be used in connection with the ARRC's recommended hardwired fallback language for cash products referencing USD LIBOR.
A commodity trading firm and its principal settled CFTC charges for engaging in wash sales.
The SEC temporary final rule providing smaller companies conditional relief from certain requirements under Regulation Crowdfunding was published in the Federal Register. The rule will be in effect from May 4, 2020 through March 1, 2021.
A merchant cash advance company settled SEC charges for misleading investors in the securitization of a revolving pool of outstanding business loans.