A firm settled FINRA charges for supervisory failures over variable annuity contracts.

CFTC amendments to Part 38 of the CFTC Rules to include electronic trading risk principles were published in the Federal Register.

In a new paper, ISDA described "product structures and transaction types that comprise the universe of environmental, social and governance-related derivatives."

In a 2020 annual report, the Investment Company Institute highlighted the association's engagement on pandemic-related matters, regulatory reform of U.S.-registered funds’ use of derivatives and strengthening cybersecurity and anti-fraud protections.