Division of Investment Management Deputy Director and Chief Counsel Paul G. Cellupica will leave the SEC by the end of January.
News & Insights
21980 News Results
The CFPB issued a "compliance assistance sandbox" approval to Synchrony Bank for its "dual-feature credit card program." The approval provides the bank a safe harbor from potential liability under the Truth in Lending Act.
A broker-dealer settled FINRA charges for failing to adequately retain records, screen associated persons and supervise the creation and dissemination of consolidated reports.
A company specializing in lending to service-members settled CFPB charges that it conditioned its installment loans on repayment by allotment.
The SEC updated its operating status, saying that it will remain in "full telework posture" until at least March 28, 2021.