The SEC Division of Corporation Finance staff issued guidance on accounting, financial reporting and governance issues that private operating companies should consider prior to undertaking a "business combination" with a special purpose acquisition company.

CFTC Commissioner Dan M. Berkovitz urged the CFTC to revisit exemptions from certain registration and compliance regulations that were extended to family offices.

NFA adopted rules establishing minimum capital requirements for member swap dealers that are not prudentially regulated. The rules go into effect October 6, 2021.

FINRA proposed a rule change that would extend from April 30, 2021 to August 31, 2021 the expiration date for temporary amendments that (i) provide relief to FINRA staff from certain enforcement and procedural requirements and (ii) allow virtual hearings.

The Federal Reserve Board compiled FAQs on existing interpretations from Orders, rulemakings, letters to institutions and other written and verbal guidance.