President Joseph R. Biden revoked a June 11, 2020 Executive Order that declared a national emergency and imposed sanctions against persons associated with the International Criminal Court.
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The Congressional Research Service reviewed the role that "payment for order flow" plays in the "surge in retail investor securities trading at major discount broker-dealers."
The Depository Trust Company filed with the SEC a proposed rule change to amend its recovery and wind-down plan.
FINRA proposed extending relief on fulfilling the qualification examination requirements for operations professionals and supervisory principals.
The SEC published in the Federal Register an interim final rule amending Forms 20-F, 40-F, 10-K and N-CSR for registrants required to comply with disclosure and submission requirements under the Holding Foreign Companies Accountable Act.