The Federal Reserve Board's issuance of a joint rulemaking that codifies a 2018 Interagency Statement Clarifying the Role of Supervisory Guidance will become effective May 10, 2021.
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CFTC Commissioner Dan M. Berkovitz argued that futures contracts tied to the outcome of sporting events should be permitted to be traded on a designated contract market if it can be demonstrated that there is an economic purpose and the contract provides impartial access to the public.
The Alternative Reference Rates Committee commended New York State Governor Andrew Cuomo's signing of legislation meant to reduce potential disputes and market disruption associated with the transition away from LIBOR.
A firm settled FINRA charges for failing to establish a supervisory system designed to monitor employees' outside brokerage accounts.
The CFPB proposed delaying, from November 30, 2021 to January 29, 2022, the effective date of amendments to regulations under the Fair Debt Collection Practices Act.