Three firms settled separate but similar FINRA charges for failing to reasonably supervise recommendations by an "alternative" mutual fund.

At the U.S.-EU Joint Financial Regulatory Forum, Treasury and the staffs of U.S. regulatory agencies exchanged views on topics of mutual interest with EU participants.

American Compass Executive Director Oren Cass recommended that policymakers increase capital investment towards productive development.

The Federal Reserve Board, the CFPB, the FDIC, the National Credit Union Administration and the OCC solicited comment on financial institution use of artificial intelligence and machine learning.

A firm settled FINRA charges for incorrectly and inadequately reporting Treasury transactions to the Trade Reporting and Compliance Engine.