Commentary by Steven Lofchie
At the 2021 Society for Corporate Governance National Conference, SEC Commissioner Allison Herren Lee advocated for corporate boards "to integrate sustainability into their governance practices."
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Commentary by Steven Lofchie
A global engineering company settled DOJ and SEC charges for involvement in a bribery scheme to secure a contract with a Brazilian state-owned oil company.
Three affiliated swap dealers settled CFTC charges for improper reporting of swap valuations.
In United States v. Arthrex, Inc., the Supreme Court held that the unreviewable authority of Administrative Patent Judges (“APJs”) on the Patent Trial and Appeal Board violates the Appointments Clause of the Constitution.
A broker-dealer settled FINRA charges for failing to disclose the relationship between the firm and the subject company featured in the firm's published research reports.