IOSCO appointed Martin Moloney to a three-year term as Secretary General.
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President Joe Biden signed into effect the Senate and House of Representatives' joint disapproval of the Office of the Comptroller of the Currency’s "true lender rule." The action finalized repeal of the rule under the Congressional Review Act.
The New York State Department of Financial Services ("NYDFS") issued new guidance on ransomware prevention. NYDFS highlighted cybersecurity measures to significantly reduce the risk of an attack.
The U.S. House Financial Services Committee considered the increased exposure that institutional investors and individual persons have in the digital assets markets.
An introducing broker-dealer that provides retail customers with commission-free trading through its website and mobile applications settled FINRA charges for significant systemic failures that led to (i) customers receiving false or misleading information, (ii) system-wide outages and (iii) customers being inappropriately approved to trade options.