The CFTC Market Participants Division issued clarifications as to the capital and financial reporting requirements imposed on swap dealers that use the "tangible net worth" method of calculating net capital.

The SEC named Gurbir S. Grewal its new Director of Enforcement.

The U.S. House Committee on Financial Services considered legislation that would amend the Fair Credit Reporting Act for the purpose of mitigating biases in credit reporting.

The American Institute of Certified Public Accountants' Financial Reporting Executive Committee requested feedback on proposed changes to AICPA's "Brokers and Dealers in Securities" Accounting Guide.