CFTC Market Participants Division and Division of Market Oversight staff urged market participants and swap execution facilities to cease the use of LIBOR on a timeline similar to that recommended by U.S. banking regulators.

The Cabinet Regulatory Tracker is a list of comment deadlines, expiration dates and effective dates.

An operator of a website that listed and profiled offerings of digital asset securities settled SEC charges for failing to disclose compensation the operator received from the issuers of the digital asset securities.

A broker-dealer settled FINRA charges for systemic failures, including failing to establish (i) a reasonable supervisory system for the firm's mutual fund and municipal bond businesses, and (ii) a reasonable system of supervisory controls to verify surveillance systems.

A dual-registered broker-dealer and investment adviser reached parallel settlements with the SEC and New York Attorney General to resolve charges for inaccurate and misleading statements and failing to sufficiently disclose conflicts of interest to participants in employer-sponsored retirement plans.