Two subsidiaries of the same Sweden-based company settled potential civil liability with OFAC for apparent violations of the Iranian Transactions and Sanctions Regulations.
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An investment adviser settled SEC charges for failing to adopt reasonably designed policies with respect to the holding period for a volatility-linked exchange-traded product held in advisory clients' accounts.
The U.S. Departments of State, Treasury, Commerce and Homeland Security advised U.S. companies on the increasing risks associated with operations in the Hong Kong Special Administrative Region of the People's Republic of China.
SEC Chair Gary Gensler named advisors to his public policy team.
The U.S. House Committee on Financial Services Task Force on Artificial Intelligence considered testimony on how emerging technologies such as artificial intelligence, machine learning and blockchain can contribute to building digital identity infrastructure.