The CFPB charged a mortgage lender with using exaggerated and misleading home estimates to encourage customers to take out reverse mortgages.

In a case concerning the CFTC's reparations jurisdiction, the agency concluded that reparations provisions under the Commodity Exchange Act extend to the conduct of a person registered in a capacity with one entity when that person acts on behalf of a second, unregistered entity.

The Investment Adviser Association urged the DOL to extend a temporary enforcement policy related to a Prohibited Transaction Exemption for fiduciaries under ERISA and the Internal Revenue Code.

FINRA proposed further extending the pilot period related to market-wide circuit breakers in National Market System stocks.

In new guidance, the SEC Division of Trading and Markets staff addressed the application of financial responsibility requirements (margin, capital and segregation) to security-based swap activities.