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FINRA Proposes Further Extending Pilot for Market-Wide Circuit Breakers in NMS Stocks

FINRA proposed extending the pilot period under FINRA Rule 6121.02 ("Market-Wide Circuit Breakers in NMS Stocks") from October 18, 2021, to March 18, 2022. FINRA filed the proposal for immediate effectiveness. This is the fourth such extension (see previous coverage).

Primary Sources

  1. SR-FINRA-2021-027: Proposed Rule Change to Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-wide Circuit Breakers in NMS Stocks)

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Tags

Regulated Activities
Trading
Sub-Activity
Regulation NMS, Trading Halt
Regulated Entities
Broker-Dealers
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA