CFTC Commissioner Dawn DeBerry Stump announced that she will not seek reappointment following the conclusion of her term.

In updated guidance, FINRA clarified that broker-dealers' retail communications concerning private placement offerings may include operating metrics but not "target returns."

In a consultation report, the IOSCO Growth and Markets Committee recommended that regulators balance their risk management approach to new technologies by setting up "innovation facilitators."

A U.S. individual settled potential civil liability with OFAC for violations of the Iranian Transactions and Sanctions Regulations.