The SEC proposed amendments to Exchange Act rules on insider trading. The proposed changes would (i) add new obligations for parties seeking safe harbor protections and (ii) impose additional disclosure requirements.
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The U.S. District Court for the Eastern District of Virginia dismissed an SEC insider trading case that was based on inferences drawn from conversations between defendants and changes in trading patterns.
The SEC, the Federal Reserve Board, the OCC, the Department of Housing and Urban Development, the FDIC and the Federal Housing Finance Agency reassessed several provisions of the Credit Risk Retention Regulation and decided not to propose any changes at this time.
The Cabinet Regulatory Tracker is a list of comment deadlines, effective dates and expiration dates.
SEC Commissioner Caroline A. Crenshaw highlighted the need for "decision-useful metrics" to monitor and measure corporate commitments to net-zero emissions.