The SEC final rule on filing fee disclosure and payment methods goes into effect on January 31, 2022. Certain provisions of the final rule go into effect on May 31, 2022 to facilitate the transition of smaller filers to the structuring requirements that will apply to fees and related information.
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The MSRB issued a Request for Information on environmental, social and governance practices in the municipal securities market.
Saule Omarova withdrew her nomination to be Comptroller of the Currency.
In updated guidance, FINRA detailed its new electronic fingerprint process for broker-dealer firms and funding portals. The new process went into effect on Dec. 6, 2021.
The U.S. House of Representatives Rules Committee declined to amend the National Defense Authorization Act for Fiscal Year 2022 to include the Secure And Fair Enforcement Banking Act of 2021. The House Rules Committee's action follows similar action from the Senate.