X

Federal Register: SEC Requests Comments on Technical Revisions to Consolidated Rulebook

The SEC solicited comments on a FINRA proposal to revise its consolidated rulebook. The revisions update certain cross-references and make other "non-substantive changes." The request for comments was published in the Federal Register.

Comments on the FINRA proposal must be submitted by August 10, 2016.

Primary Sources

  1. SEC Request for Comments (81 FR 47229)

Related Articles

Premium Content

Available only to Premium subscribers.

 

Join Premium

US Regulatory Intelligence combines regulatory and enforcement news, analysis, and practical work tools on an easy-to-use digital platform.

Request a Free Trial

Tags

Regulated Entities
Broker-Dealers
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA