FINRA Proposes Non-Substantive and Technical Revisions to Consolidated Rulebook

FINRA proposed revising its consolidated rulebook in order to update certain cross-references and to make other "non-substantive changes." The proposed revisions (i) update rule cross-references to reflect the adoption of a consolidated investment company securities rule, (ii) make certain technical changes to reflect FINRA Manual style convention changes and correct paragraph numbering and (iii) delete the reference to FINRA Dispute Resolution, Inc. to reflect its merger into and with FINRA.

FINRA filed the proposal for immediate effectiveness.