Federal Register: SEC Requests Comment on SDR Registration Application
The SEC request for comment on the application of Depository Trust & Clearing Corporation ("DTCC") for registration as a security-based swap data repository ("SDR") was published in the Federal Register. The DTCC proposes operating as a registered SDR for security-based swap transactions in the credit, equity and interest rates derivatives asset classes.
Comments on DTCC's Form SDR must be submitted by August 8, 2016.
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The SEC granted a temporary exemption from compliance with security-based swap data repository ("SDR") rules to give potential SDR registrants additional time to "thoroughly" complete applications.
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The SEC reopened the comment period for proposed amendments to Securities Exchange Act Rule 13n-4. The amendments concern regulatory access to the security-based swap data that is held by security-based swap data repositories.
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The SEC proposed amendments to Exchange Act Rule 13n-4 ("Duties and Core Principles of Security-Based Swap Data Repository") related to regulatory access to security-based swap data held by security-based swap data repositories.
