May 3, 2017 FINRA to Elect a Governor at Special Meeting On May 19, 2017, FINRA will conduct a meeting of large firms in order to elect a Governor from that category to its Board of Governors. Primary Sources FINRA Election Notice: “Notice of Special Meeting of Large Firms and Proxy” (May 2, 2017) Related Articles Jan 26, 2017 FINRA Provides Overview of 2017 Election Cycle In anticipation of annual elections, FINRA provided an overview of the governance structure for the District Committees, the Small Firm Advisory Board, the National Adjudicatory Council and the Board of Governors. Sep 19, 2016 FINRA Announces New Board Governors At the 2016 annual meeting, FINRA announced the results of its nominations proceedings for new Board Governors. Tags Regulated Activities Governance Meetings Regulated Entities Broker-Dealers Regulatory Agencies Sub-Entity Securities SROs Body of Law Securities Law Jurisdiction US - Federal Organization FINRA / MSRB / SEC Exchanges / SIPC / Accountants Sub-Author FINRA
Jan 26, 2017 FINRA Provides Overview of 2017 Election Cycle In anticipation of annual elections, FINRA provided an overview of the governance structure for the District Committees, the Small Firm Advisory Board, the National Adjudicatory Council and the Board of Governors.
Sep 19, 2016 FINRA Announces New Board Governors At the 2016 annual meeting, FINRA announced the results of its nominations proceedings for new Board Governors.
Regulated Activities Governance Meetings Regulated Entities Broker-Dealers Regulatory Agencies Sub-Entity Securities SROs Body of Law Securities Law Jurisdiction US - Federal Organization FINRA / MSRB / SEC Exchanges / SIPC / Accountants Sub-Author FINRA