FINRA Extends Expiration Date on Pandemic Procedural Relief

FINRA proposed an additional extension of the expiration date on previously issued COVID-related relief.

FINRA proposed extending the expiration date on previously issued COVID-related relief from July 31, 2022 to October 31, 2022.

FINRA proposed extending temporary Covid-related relief from procedural requirements in FINRA rules, and to conduct certain hearings by videoconference.

FINRA proposed a rule change to extend from August 31, 2021, to December 31, 2021, the expiration date for temporary amendments that (i) provide relief to FINRA staff from certain enforcement and procedural requirements and (ii) allow virtual hearings.

FINRA proposed a rule change that would extend from April 30, 2021 to August 31, 2021 the expiration date for temporary amendments that (i) provide relief to FINRA staff from certain enforcement and procedural requirements and (ii) allow virtual hearings.

FINRA proposed a rule change that would extend the expiration date for temporary amendments that (i) allow virtual hearings and (ii) provide relief to FINRA staff from certain enforcement and procedural requirements.

FINRA proposed temporary rule amendments to give the Office of Hearing Officers and National Adjudicatory Council the authority to conduct certain hearings by video conference.

FINRA proposed rule amendments to provide the self-regulatory agency temporary relief from certain enforcement and other procedural requirements while operations are impacted by the coronavirus.