FINRA Encourages Member Firm Participation on Advisory Committees

FINRA encouraged member firms and other interested parties to participate in its advisory and ad hoc committees.

In a special notice, FINRA reminded members that the advisory committees provide feedback on (i) rule proposals, (ii) regulatory initiatives and (iii) industry issues and that the ad hoc committees consult on specific subject matters.

Individuals who are interested in getting involved can do so through FINRA's Engagement Portal.