Reg. Tracker: February 1 to February 15

The Cabinet Regulatory Tracker is a list of comment deadlines, effective dates and expiration dates. Click on the links below to view deadlines from February 1, 2022, to February 15, 2022.

Comment Deadlines

• February 3: FINRA - Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws Relating to the Continuing Education Fees

• February 7: Patent and Trademark Office - Date of Receipt of Electronic Submissions of Patent Correspondence

• February 7: FinCEN - Anti-Money Laundering Regulations for Real Estate Transactions

• February 7: FinCEN - Beneficial Ownership Information Reporting Requirements

• February 7: FTC - Standards for Safeguarding Customer Information

• February 14: FinCEN - Review of Bank Secrecy Act Regulations and Guidance

• February 14: FINRA - Proposed Amendments to FINRA Rule 3240 and Retrospective Rule Review Report

• February 14: Patent and Trademark Office - Electronic Patent Issuance

Effective Dates

• February 4: Treasury - Certain Investments in the United States by Foreign Persons and Certain Transactions by Foreign Persons Involving Real Estate in the United States

• February 6: FINRA - Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Security-Based Swaps

• February 7: Small Business Administration - National Defense Authorization Act of 2020, Definition of Surviving Spouse for Service-Disabled Veteran-Owned Small Businesses and Change to 8(a) Business Development Contracting Thresholds

• February 14: Fed. Res. Board / Banks - Federal Reserve Bank Capital Stock

Expiration Dates

• February 6: FINRA - Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

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