Reg. Tracker: May 1 to May 15

The Cabinet Regulatory Tracker is a list of effective dates and comment deadlines for the period of May 1, 2021 to May 15, 2021.

Effective Dates

• May 3: CFPB - Debt Collection Practices in Connection With the Global COVID-19 Pandemic (Regulation F)

• May 4: SEC - Investment Adviser Marketing

• May 10: FRB - Role of Supervisory Guidance

• May 10: MSRB - Retiring Outdated Interpretive Guidance

• May 10: FRB - Rules Regarding Availability of Information

• May 12: CFTC - Swap Execution Facilities

• May 13: CFTC - Bankruptcy Regulations

Comment Deadlines

• May 5: FINRA - Proposed Rule Change To Extend the Effective Date of the Temporary Amendments Set Forth in SR-FINRA-2020-026 and SR-FINRA-2020-043

• May 7: CFPB - Debt Collection Practices in Connection With the Global COVID-19 Pandemic (Regulation F)

• May 10: CFPB - Protections for Borrowers Affected by the COVID-19 Emergency Under the Real Estate Settlement Procedures Act (RESPA), Regulation X

For general information about the Cabinet, or for information about individual and enterprise membership pricing, please contact William Sadd.