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FINRA Proposes to Reduce Fees to TRF Retail Participants

FINRA proposed to amend Rules 7610A and 7620A to reduce the fees charged to retail participants that utilize the FINRA/Nasdaq Trade Reporting Facility ("TRF") Carteret and/or the FINRA/Nasdaq Trade Reporting Facility Chicago.

Primary Sources

  1. FINRA Rule Filing 2018-042: Proposed Rule Change to Amend FINRA Rules 7610A and 7620A to Modify Certain Fees and Credits Applicable to FINRA/Nasdaq TRF Retail Participants

Tags

Regulated Activities
Trade Reporting
Regulated Entities
Broker-Dealers
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA