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SEC Makes Technical Correction to Rule Requiring Heightened Disclosures for ATSs

The SEC made a correction to Form ATS-N, a form relating to disclosure requirements for alternative trading systems that trade in National Market System stocks ("ATSs"). The technical correction, which amends a citation in Form ATS-N, is effective as of November 13, 2018.

Primary Sources

  1. Federal Register: SEC Technical Correction regarding Regulation of NMS Stock Alternative Trading Systems (83 FR 56257)

Tags

Regulated Activities
Regulatory Reporting
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
SEC