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March 13, 2019

SEC Answers Questions on the "Escheatment Process"

In an Investor Bulletin, the SEC provided information as to the escheatment process (i.e., the process of "turning custody of abandoned assets or accounts over to a state authority") for investment accounts.

Primary Sources

  1. SEC Office of Investor Education and Advocacy: Investor Bulletin - "The Escheatment Process"

Tags

Jurisdiction
US - Federal
Organization
SEC

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