X

FINRA Extends Pilot for Market-Wide Circuit Breakers in NMS Stocks

FINRA proposed to extend the pilot period relating to FINRA Rule 6121.02 ("Market-Wide Circuit Breakers in NMS Stocks") until October 18, 2019. FINRA filed the proposal for immediate effectiveness and noted that it will file a separate proposal to operate Rule 6121.02 on a permanent basis.

Primary Sources

  1. FINRA Rule Filing: Proposed Rule Change to Extend Pilot Period Related to FINRA Rule 6121.02 ("Market-Wide Circuit Breakers in NMS Stocks") (SR-2019-010)

Tags

Regulated Products
Equities
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA