Reg. Tracker: December 1 to December 15

The Cabinet Regulatory Tracker is a list of comment deadlines, effective dates and expiration dates. Click on the links below to view deadlines from December 1, 2020 to December 15, 2020.

Comment Deadlines

• December 1: CFPB - Access to Credit for Consumers with Limited English Proficiency

• December 1: Small Business Administration - Small Business Size Standards: Agriculture, Forestry, Fishing and Hunting; Mining, Quarrying, and Oil and Gas Extraction; Utilities; Construction

• December 1: Small Business Administration - Small Business Size Standards: Transportation and Warehousing; Information; Finance and Insurance; Real Estate and Rental and Leasing

• December 1: FINRA - Proposed Rule Change To Amend FINRA Rules To Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure

• December 4: FINRA - Longer Hold Periods to Combat Suspected Financial Exploitation of Seniors

• December 7: FTC - Affiliate Marketing Rule

• December 7: FTC - Prescreen Opt-Out Notice Rule

Effective Dates

• December 4: Small Business Administration - Regulatory Reform Initiative: Government Contracting Programs

• December 7: SEC - Whistleblower Program Rules

• December 8: SEC - Accredited Investor Definition

• December 10: CFTC - Compliance Requirements for Commodity Pool Operators on Form CPO-PQR

Expiration Date

• December 12: CFTC - Letter 18-03: No-Action Relief from Certain Reporting Obligations for Counterparties Clearing Swaps through Derivatives Clearing Organizations Acting Under Exemptive Orders or No-Action Relief

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