Reg. Tracker: October 16 to October 31

The Cabinet Regulatory Tracker is a list of comment deadlines, expiration dates and effective dates. Click on the links below to view deadlines from October 16, 2020 to October 31, 2020.

Comment Deadlines

• October 16: FINRA - "Pennying" Practice in Corporate Bond Market

• October 19: NCUA - Transition to the Current Expected Credit Loss Methodology

• October 22: CFTC - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (85 FR 59470)

• October 23: CFTC - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (85 FR 59702)

• October 26: CFTC - Bankruptcy Regulations

• October 26: FDIC - Transferred OTS Regulations Regarding Nondiscrimination Requirements

• October 28: FDIC - Removal of Transferred OTS Regulations Regarding Prompt Corrective Action Directives and Conforming Amendments to Other Regulations

Expiration Dates

• October 18: FINRA - Pilot Period Related to FINRA Rule 6121.02 (Market-wide Circuit Breakers in NMS Stocks)

• October 20: FINRA - Pilot Program Deadline Pushed Back for Transactions in Exchange-Listed Securities in 2020

Effective Date

• October 20: CFPB - Payday, Vehicle Title, and Certain High-Cost Installment Loans

For general information about the Cabinet, or for information about individual and enterprise membership pricing, please contact Cheryl Kuntz.