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FINRA Extends Effective Date for Amendments to TRACE Reporting Requirements

FINRA extended the effective date from June 1, 2020 to August 3, 2020 for amendments to FINRA Rule 6730 ("Transaction Reporting of TRACE-Eligible Securities").

As previously covered, the amendments (i) give members more time to TRACE-report transactions in U.S. Treasury securities that are "executed to hedge a primary market transaction" and (ii) adopt identifiers for these transactions.

Primary Sources

  1. FINRA Notice 19-30: SEC Approves Amendments Relating to Transactions in U.S. Treasury Securities Executed to Hedge a Primary Market Transaction

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Tags

Regulated Activities
Trade Reporting
Sub-Activity
TRACE
Regulated Entities
Broker-Dealers
Regulated Products
Debt US Government Securities
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA