FINRA Provides Guidance on Transition to FINRA Gateway

FINRA issued a new set of FAQs concerning the implementation of FINRA Gateway, the new FINRA reporting and compliance system. According to FINRA, the new system is designed "to focus on compliance functions, such as research, reporting and responding to requests, rather than focusing on the specific system you would access to fulfill your requirements." The new FAQs discuss the related implications for Firm Gateway which FINRA will continue to make available and update through December 2020.