X

MSRB Publishes Criteria for Designating Participants in Business Continuity and Disaster Recovery Testing

The MSRB published criteria for designating participants in the next mandatory functional and performance tests of the MSRB's business continuity / disaster recovery ("BC/DR") plans. Firms designated as participants will be provided at least 45 days' notice of BC/DR plan testing.

Primary Sources

  1. MSRB Notice 2020-05: Designation Information regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Premium Content

Available only to Premium subscribers.

 

Join Premium

US Regulatory Intelligence combines regulatory and enforcement news, analysis, and practical work tools on an easy-to-use digital platform.

Request a Free Trial

Tags

Regulated Activities
Business Continuity
Regulated Entities
Broker-Dealers
Regulated Products
Municipal Securities
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
MSRB