Collection of Investment Advisers and Funds Topic Pages Available on the Cabinet
The Cabinet offers a collection of pages on regulatory requirements applicable to investment advisers and investment funds. The pages cover a wide range of advisers, funds and plans topics including IA Regulation, ICA Regulation, ICA Registration Exemptions, ERISA and Tax.
Cabinet Premium is a subscription service that includes access to an extensive legal database, trusted attorney analysis, and compliance and risk-reduction tools. The site is organized around the following areas:
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Change Management Industry News Rule Tracking Calendars and Alerts |
Legal Research Curated Topic Pages Integration of Rules, Guidance and Enforcement Intuitive Taxonomy |
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Intelligence Treatises Document Assembly Tools Expert Systems |
Risk Reduction Compliance Manuals Monitoring of Enforcement Actions Audit Trails |
To learn more about legal issues and regulations concerning Advisers, Funds and Plans, please contact any of the following Cadwalader partners: Dorothy Mehta, Maurine Bartlett, James Frazier or Steven Lofchie. To find out more about Cabinet Premium, please contact William Sadd at (212) 993-2818 or at [email protected].