Reg. Tracker: August 1 to August 15
The Cabinet Regulatory Tracker is a list of comment deadlines and effective dates. Click on the links below to view deadlines from August 1, 2019 to August 15, 2019.
Comment Deadlines
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August 2: FINRA - Rule Change To Make a Technical Correction and Other Non-Substantive Changes to FINRA Rules
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August 2: FTC - Extended Deadline Regarding Standards for Safeguarding Customer Information
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August 12: SEC - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
Effective Dates
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August 1: NYDFS - Suitability and Best Interests in Life Insurance and Annuity Transactions
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August 12: FRB - Regulation D: Reserve Requirements of Depository Institutions
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August 13: SEC - Amendment to Single Issuer Exemption for Broker-Dealers
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