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SEC Permits Brazilian Company to Conform Audit Committees to Home Country Law

The SEC Division of Corporation Finance permitted a dual-listed Brazilian foreign private issuer to comply with home country law for audit committees under Exchange Act Rule 10A-3(c)(3)(ii)(B).

Primary Sources

  1. SEC Division of Corporation Finance Letter: Compliance with Rule 10A-3 by Brazilian Foreign Private Issuers

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Tags

Regulated Activities
Accounting and Audit Exchange Listing Governance Employee Matters
Sub-Activity
Audit Committees, Employee Compensation, Listing Standards, Audit Requirements
Regulated Entities
Issuers of Securities
Sub-Entity
SEC-Registered Issuers
Body of Law
Securities Law
Jurisdiction
US - Federal
Impacted Foreign Jurisdiction
Brazil
Organization
SEC
Sub-Author
SEC Corp. Fin.