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CFTC Grants CPO Relief from 30-Day Quarterly Account Statement Delivery Requirement

The CFTC Division of Swap Dealer and Intermediary Oversight granted exemptive relief to a commodity pool operator ("CPO") from the requirement to deliver quarterly account statements to pool participants within 30 days of each quarter. Instead, the CPO will be allowed to distribute quarterly account statements within 45 days of each month. The CPO cited CFTC Staff Letter 18-06 in support of this request for relief.

Primary Sources

  1. CFTC Letter No. 18-25: Exemptive Relief Request concerning Quarterly Account Statements Required by Commission Regulation 4.7(b)(2)

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Tags

Regulated Activities
Account Statements Disclosures
Regulated Entities
Adviser / CTA / CPO Investment Funds (SEC Exempt)
Sub-Entity
CFTC Rule 4.7
Body of Law
CEA Regulation
Jurisdiction
US - Federal
Organization
CFTC, NFA, CFTC Markets
Sub-Author
CFTC