Weekly Roundup of Exchange Rules by Category

Click on the links to view SEC notices of exchange rule changes and proposals for the week of May 29 to June 1, 2018.

Corporate Governance

• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Intercontinental Exchange, Inc. Director Independence Policy (Release No. 34-83342; File No. SR-NYSE-2018-19); see also Exhibit 5
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Intercontinental Exchange, Inc. Director Independence Policy (Release No. 34-83343; File No. SR-NYSEArca-2018-27); see also Exhibit 5
• NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Intercontinental Exchange, Inc. Director Independence Policy (Release No. 34-83347; File No. SR-NYSEAMER-2018-17); see also Exhibit 5
• NYSENAT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Intercontinental Exchange, Inc. Director Independence Policy (Release No. 34-83344; File No. SR-NYSENAT-2018-06); see also Exhibit 5

Fees, Fines, Rebates and Claims

• Cboe EDGA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGA Exchange, Inc. (Release No. 34-83337; File No. SR-CboeEDGA-2018-009); see also Exhibit 5
• NYSENAT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Co-location Services and Fees In Connection with the Re-launch of Trading on the Exchange and to Amend Its Schedule of Fees and Rebates to Provide for Such Co-location Services (Release No. 34-83351; File No. SR-NYSENAT-2018-07); see also Exhibit 5

Market Data and Reporting

• Phlx: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Descriptions of Certain Data Feeds within Rule 1070 (Release No. 34-83345; File No. SR-Phlx-2018-43); see also Exhibit 5
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of the Proposed Rule Change to amend the descriptions of certain data feeds within Chapter VI, Section 19 entitled "Data Feeds and Trade Information." (Release No. 34-83346; File No. SR-BX-2018-021); see also Exhibit 5
• NYSENAT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the NYSE National BBO, NYSE National Trades and NYSE National Integrated Feed Market Data Feeds (Release No. 34-83350; File No. SR-NYSENAT-2018-09)

Miscellaneous

• Phlx: Notice of Filing of Proposed Rule Change to Extend the Applicability of the Floor Broker Management System and the Snapshot Functionality to Registered Options Traders and Specialists (Release No. 34-83339; File No. SR-Phlx-2018-40); see also Exhibit 5

Products and Listings

• NYSE: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holders Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the 300 Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline to Demonstrate Compliance with Certain Initial Listing Requirements Following a Business Combination (Release No. 34-83355; File No. SR-NYSE-2017-53)

Trading and Trade Reporting

• NYSEAMER: Notice of Filing of Proposed Rule Change to amend Rule 7.35E Relating to the Auction Reference Price for a Trading Halt Auction Following a Regulatory Halt (Release No. 34-83341; File No. SR-NYSEAMER-2018-22); see also Exhibit 5
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 and Rule 17 with Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors (Release No. 34-83356; File No. SR-NYSE-2018-25); see also Exhibit 5
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E and Rule 7.45-E with Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors (Release No. 34-83352; File No. SR-NYSEArca-2018-37); see also Exhibit 5
• NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E and Rule 7.45E with Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors (Release No. 34-83357; File No. SR-NYSEAMER-2018-24); see also Exhibit 5
• MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits (Release No. 34-83349; File No. SR-MIAX-2018-11); see also Exhibit 5