Weekly Roundup of Exchange Rules by Category

Click on the links to view SEC notices of exchange rule changes and proposals for the week of May 21 to May 25, 2018.

Clearance and Settlement

• ICEEU: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the Clearing Rules to Implement the European Union General Data Protection Regulation (Release No. 34-83311; File No. SR-ICEEU-2018-007); see also Exhibit 3, Exhibit 5

• OCC: Notice of Filing of Amendment No. 1 and Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Related to The Options Clearing Corporation's Trade Acceptance and Novation Rules (Release No. 34-83321; File No. SR-OCC-2018-007)

• OCC: Notice of No Objection to Advance Notice Filing Concerning The Options Clearing Corporation's Margin Methodology (Release No. 34-83305; File No. SR-OCC-2017-811)

• OCC: Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology (Release No. 34-83326; File No. SR-OCC-2017-022)

Corporate Governance

• CHX: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, in Connection with a Proposed Transaction Involving CHX Holdings, Inc. and the Intercontinental Exchange, Inc. (Release No. 34-83303; File No. SR-CHX-2018-004)

Fees, Fines, Rebates and Claims

• BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend Drop Copy Port Fees (Release No. 34-83309; File No. SR-BOX-2018-19); see also Exhibit 5

• BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend SAIL Port Fees (Release No. 34-83310; File No. SR-BOX-2018-16); see also Exhibit 5

• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees Related to Complex Orders (Release No. 34-83306; File No. SR-ISE-2018-46); see also Exhibit 5

Market Data and Reporting

• BOX: Notice of Filing of Proposed Rule Change to Adopt IM-7130-1 to Rule 7130 (Release No. 34-83318; File No. SR-BOX-2018-18); see also Exhibit 5

• BOX: Notice of Filing of Proposed Rule Change to Amend Rules 7150 and 7245 (Release No. 34-83317; File No. SR-BOX-2018-17); see also Exhibit 5

• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Memorialize Its Order and Execution Information into ISE Rule 718, Entitled "Data Feeds" (Release No. 34-83323; File No. SR-ISE-2018-47); see also Exhibit 5

Miscellaneous

• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 5.3-E to Exclude Certain Categories of Issuers from the Exchange's Annual Meeting Requirement (Release No. 34-83324; File No. SR-NYSEArca-2018-31); see also Exhibit 5

Products and Listings

• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.3, Criteria for Underlying Securities (Release No. 34-83292; File No. SR-CBOE-2018-040)

• CBOE BZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of the iShares Gold Strategy ETF, a Series of the iShares U.S. ETF Trust (Release No. 34-83302; File No. SR-CBOEBZX-2018-034)

• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Peritus High Yield ETF (Release No. 34-83320; File No. SR-NYSEArca-2018-35)

• NYSE Arca: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Continue Listing and Trading Shares of the PGIM Ultra Short Bond ETF Under NYSE Arca Rule 8.600-E (Release No. 34-83319; File No. SR-NYSEArca-2018-15)

Trading and Trade Reporting

• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Risk Protections (Release No. 34-83322; File No. SR-Phlx-2018-41); see also Exhibit 5