FINRA to Delay Application of Rules to Security-Based Swaps
FINRA proposed extending the expiration date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) to February 12, 2019. The rule limits the application of FINRA rules to security-based swaps (i.e., maintains the status quo).
FINRA filed the proposed extension for immediate effectiveness. The exemption was previously set to expire on February 12, 2018.
Related Articles
-
The SEC requested comments on a FINRA proposal that would extend the expiration date of the application of FINRA rules to security-based swaps.
-
FINRA proposed extending the expiration date of FINRA Rule 0180 to February 12, 2018. The rule limits the application of FINRA rules temporarily with respect to security-based swaps.
-
The SEC solicited comments on FINRA's proposal to extend the expiration date for FINRA Rule 0180 ("Application of Rules to Security-Based Swaps") until February 11, 2017. The SEC's request for comments was published in the Federal Register.
-
FINRA proposed that the expiration date for FINRA Rule 0180 ("Application of Rules to Security-Based Swaps") be extended to February 11, 2017. FINRA Rule 0180 temporarily limits, with certain exceptions, the application of FINRA rules with respect to security-based swaps.
-