Weekly Roundup of Exchange Rules by Category
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of December 26 to December 29, 2017.
Clearance and Settlement
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ICEEU: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Rules and Procedures for Indirect Clearing (Release No. 34-82422; File No. SR-ICEEU-2017-014)
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LCH SA: Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Implementation of the Markets in Financial Instruments Regulation (Release No. 34-82421; File No. SR-LCH SA-2017-010)
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ICEEU: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Procedures for the Exercise of F&O Options Contracts (Release No. 34-82415; File No. SR-ICEEU-2017-015)
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ICEEU: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the ICE Clear Europe Limited Collateral and Haircut Policy (Release No. 34-82405; File No. SR-ICEEU-2017-011)
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NSCC: Notice of Filing of Advance Notice to Increase the Authorized Amount Under the Prefunded Liquidity Program (Release No. 34-82403; File No. SR-NSCC-2017-807)
Fees, Fines, Rebates and Claims
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CboeEDGA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees (Release No. 34-82423; File No. SR-CboeEDGA-2017-004); see also Exhibit 5
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CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees (Release No. 34-82424; File No. SR-CboeEDGX-2017-008); see also Exhibit 5
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CboeBYX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees (Release No. 34-82416; File No. SR-CboeBYX-2017-004); see also Exhibit 5
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NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Waive New Firm Application Fees for Applicants Seeking Only to Obtain a Bond Trading License for 2018 and Waive the BTL Fee for 2018 (Release No. 34-82418; File No. SR-NYSE-2017-70); see also Exhibit 5
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BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adjust the QOO Order Rebate (Release No. 34-82407; File No. SR-BOX-2017-39); see also Exhibit 5
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IEX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Displayed Match Fee (Release No. 34-82409; File No. SR-IEX-2017-43); see also Exhibit 5
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LCH SA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CDSClear Fee Grid for All Accounts Structures (Release No. 34-82406; File No. SR-LCH SA-2017-011)
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CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Cboe BZX Exchange, Inc. Equity Options Platform (Release No. 34-82401; File No. SR-CboeBZX-2017-014); see also Exhibit 5 (Release No. 34-82401; File No. SR-CboeBZX-2017-014)
Miscellaneous
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NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 991 (Release No. 34-82402; File No. SR-NYSEAMER-2017-39); see also Exhibit 5
Products and Listings
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BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5050 to Extend the Pilot Program That Lists RealDay Options ("RealDay Pilot Program") (Release No. 34-82414; File No. SR-BOX-2017-38); see also Exhibit 5
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Cboe BZX: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the REX Bitcoin Strategy ETF and the REX Short Bitcoin Strategy ETF, Each a Series of the Exchange Listed Funds Trust, Under Rule 14.11(i), Managed Fund Shares (Release No. 34-82417; File No. SR-CboeBZX-2017-013)
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NASDAQ: Notice of Filing of Proposed Rule Change to List and Trade the Shares of the Reinhart Intermediate Bond NextShares Fund (Release No. 34-82408; File No. SR-NASDAQ-2017-131)