July 21, 2017 FINRA to Elect New Governors at Annual Meeting FINRA will elect two new members to the FINRA Board of Governors (one "large firm" governor and one "small firm" governor) at its annual members' meeting on August 22, 2017. Primary Sources FINRA Election Notice: Notice of Annual Meeting of FINRA Firms and Proxy Related Articles Jun 21, 2016 FINRA to Hold Election for Board of Governors FINRA reminded member firms of the upcoming annual meeting to elect members to the FINRA Board of Governors. Tags Regulated Activities Governance Meetings Regulated Entities Broker-Dealers Regulatory Agencies Sub-Entity Securities SROs Body of Law Securities Law Jurisdiction US - Federal Organization FINRA / MSRB / SEC Exchanges / SIPC / Accountants Sub-Author FINRA
Jun 21, 2016 FINRA to Hold Election for Board of Governors FINRA reminded member firms of the upcoming annual meeting to elect members to the FINRA Board of Governors.
Regulated Activities Governance Meetings Regulated Entities Broker-Dealers Regulatory Agencies Sub-Entity Securities SROs Body of Law Securities Law Jurisdiction US - Federal Organization FINRA / MSRB / SEC Exchanges / SIPC / Accountants Sub-Author FINRA