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FINRA Highlights Change to Delay Periods for Historic TRACE Data Sets

Effective October 2, 2017, the delay period applicable to Historic Trade Reporting and Compliance Engine ("TRACE") Data for corporate bonds and agency debt will be reduced from 18 months to six months. In a Regulatory Notice, FINRA noted the delay period will also apply to Rule 144A securities.

Primary Sources

  1. FINRA Regulatory Notice 17-23: SEC Approves Rule Change to Reduce Delay Period for Corporate and Agency Debt Historic TRACE Data Sets

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Tags

Regulated Activities
Trade Reporting
Sub-Activity
TRACE
Regulated Entities
Broker-Dealers
Regulated Products
Debt
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA