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SEC and MSRB to Hold Joint Webinar on Series 50 Exam

The SEC and MSRB will hold an educational webinar on June 15, 2017. The webinar will provide information on Series 50 exam registration, preparation, and compliance with SEC registration requirements for municipal advisors. All municipal advisor firm representatives must pass the Series 50 exam by September 12, 2017 (see previous coverage). Interested parties can register for the webinar here.

Primary Sources

  1. SEC Press Release: SEC and MSRB to Hold Webinar on Series 50 Exam for Municipal Advisors (May 23, 2017)
  2. MSRB Webinar Registration: Municipal Advisor Representative Qualification Examination (Series 50 Exam)

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Tags

Regulated Activities
Employee Matters
Sub-Activity
Qualifications, Training / Continuing Education
Regulated Entities
Broker-Dealers Muni Advisors
Regulated Products
Municipal Securities
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
SEC FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
MSRB