Federal Register: SEC Requests Comments on MSRB Proposal to Establish Continuing Education Requirements for Associated Persons

The SEC requested comments on MSRB-proposed draft amendments that would require municipal advisors to establish continuing education requirements for an associated person who is qualified as a municipal advisor representative or municipal advisor principal (see previous coverage). The request for comments was published in the Federal Register.

The MSRB asked the SEC to approve the proposed draft amendments with an implementation date of January 1, 2018. Comments on the MSRB-proposed draft amendments must be submitted by April 25, 2017.