Weekly Roundup of Exchange Rules by Category

Click on the links below to view SEC notices of exchange rule changes and proposals for the week of February 21 to February 24, 2017.

Clearance & Settlement

• ICE EU: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Charges and Rates of Return Applicable to Margin and Guaranty Fund Deposits (Release No. 34-80071; File No. SR-ICEEU-2017-001; February 21, 2017); see also Exhibit 5

Fees, Fines, Rebates & Claims

• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-80086; File No. SR-CBOE-2017-015; February 22, 2017); see also Exhibit 5
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees (Release No. 34-80080; File No. SR-ISE-2017-10; February 22, 2017); see also Exhibit 5
• NYSE Arca: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 - 4, to Amend the Co-location Services Offered by the Exchange to Add Certain Access and Connectivity Fees (Release No. 34-80076; File No. SR-NYSEArca-2016-89; February 22, 2017)
• NYSE MKT: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 - 4, to Amend the Co-location Services Offered by the Exchange to Add Certain Access and Connectivity Fees (Release No. 34-80077; File No. SR-NYSEMKT-2016-63; February 22, 2017; February 22, 2017)
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Port-Related Fees at Rules 7015 and 7016(b) to Eliminate Prorated Billing (Release No. 34-80088; File No. SR-NASDAQ-2017-017; February 22, 2017); see also Exhibit 5
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Port-Related Fees at Rules 7015 and 7016(a) to Eliminate Prorated Billing (Release No. 34-80093; File No. SR-BX-2017-010; February 23, 2017); see also Exhibit 5

Products

• NYSE Arca: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of the Shares of the United States 3x Oil Fund and United States 3x Short Oil Fund under NYSE Arca Equities Rule 8.200 (Release No. 34-80079; File No. SR-NYSEArca-2016-173; February 22, 2017)

Trading & Trade Reporting

• ISE: Notice of Filing of Proposed Rule Change to Amend Various Rules in Connection with a System Migration to Nasdaq INET Technology (Release No. 34-80075; File No. SR-ISE-2017-03; February 21, 2017); see also Exhibit 5
• MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 518, Complex Orders, to Establish the Complex MIAX Options Price Collar (Release No. 34-80089; File No. SR-MIAX-2017-06; February 22, 2017); see also Exhibit 5
• NYSE Arca: Notice of Filing of Proposed Rule Change to Amend Rule 6.37B Regarding Market Maker Quotations (Release No. 34-80072; File No. SR-NYSEArca-2017-17; February 21, 2017); see also Exhibit 5
• NYSE MKT: Notice of Filing of Proposed Rule Change to Amend Rule 925.1NY Regarding Market Maker Quotations, Including to Adopt a Market Maker Light Only Quotation (Release No. 34-80073; File No. SR-NYSEMKT-2017-08; February 21, 2017)
• NYSE Arca: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201 (Release No. 34-80094; File No. SR-NYSEArca-2016-176; February 23, 2017)
• NYSE MKT: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Allowing the Exchange to Trade, Pursuant to Unlisted Trading Privileges, Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform (Release No. 34-80097; File No. SR-NYSEMKT-2016-103; February 24, 2017)
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 715 and Rule 721 (Release No. 34-80090; File No. SR-ISE-2017-12; February 22, 2017); see also Exhibit 5

Miscellaneous

• Phlx: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Amendment No. 1, to Amend Rules 501, 507, 508, 510, and 511 of the Exchange (Release No. 34-80074; File No. SR-Phlx-2016-105; February 21, 2017)
• NYSE MKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. (Release No. 34-80085; File No. SR-NYSEMKT-2017-06; February 22, 2017); see also Exhibit 5A, Exhibit 5B
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. (Release No. 34-80081; File No. SR-NSX-2017-05; February 22, 2017); see also Exhibit 5A, Exhibit 5B
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. (Release No. 34-80084; File No. SR-NYSE-2017-04; February 22, 2017); see also Exhibit 5A, Exhibit 5B
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. (Release No. 34-80082; File No. SR-NYSEArca-2017-14; February 22, 2017); see also Exhibit 5A, Exhibit 5B