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MSRB Requests Comments on Advertising Rules

The MSRB requested comments on proposed new requirements that would (i) amend MSRB Rule G-21 applicable to municipal securities advertisements, in order to conform the MSRB's requirements to comparable FINRA Rules, and (ii) adopt new MSRB Rule G-40 applicable to advertising by municipal advisors.

Comments must be submitted by March 24, 2017.

Primary Sources

  1. MSRB Regulatory Notice 17-04: "Request for Comments on Draft Amendments to MSRB Rule G-21 (on Advertising), and Draft Rule G-40 (on Advertising by Municipal Advisors)"

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Tags

Regulated Activities
Marketing
Regulated Entities
Broker-Dealers Muni Advisors
Regulated Products
Municipal Securities
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
MSRB